Background

Shaw, Alan Roger was born on July 7, 1938 in Brooklyn. Son of Sewall S. and Vera (Dimmick) Shaw.

Education

Student, Susquehanna University, 1957. Student, Adelphi University, 1966. Doctor of Laws (honorary), Susquehanna University, 1999.

Career

Analyst, Harris Upham & Company. New York City, 1958-1971; assistant vice president, Harris Upham & Company. New York City, 1971-1973; vice president, Harris Upham & Company.

New York City, 1973-1975; 1st vice president, Smith, Barney, Harris, Upham & Company. New York City, 1975-1980; senior vice president, managing director, Smith Barney, New York City, since 1980. Teacher New York Institute Finance, since 1966.

Achievements

• Alan Roger Shaw has been listed as a noteworthy company executive, finance educator by Marquis Who's Who.

Membership

Member Market Technicians Association (president 1974), New York Society Security Analysts, Securities Industry Association Institute (trustee 1986-1992), Unqua Corinthian Yacht Club (commodore 1988-1990), Shelter Island Yacht Club.

Connections

Children: Stephen S., Todd J., Bradley C. Married Mary Elizabeth Hogg, May 30, 1987.

Father:

Sewall S. Shaw

Mother:

Vera (Dimmick) Shaw

Spouse:

Mary Elizabeth Hogg

child:

Todd J. Shaw

child:

Bradley C. Shaw

child:

Stephen S. Shaw