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Carol Louise Simpson Edit Profile

investment company executive

Carol Louise Simpson, American investment company executive. Certified National Association Securities Dealers, Inc., Washington; registered options, municipal securities, general securities, finance and operations principal; licensed life, accident, health insurance.

Background

Simpson, Carol Louise was born on January 30, 1937 in Philadelphia, Pennsylvania, United States. Daughter of William Huffington and Hilda Agnes (Johnston) Simpson.

Education

Student, Community College, 1985, 86, 87;student, University Minnesota, 1986, 87, 88.

Career

Executive assistant, Germantown Federal Savings, Philadelphia, 1954-1967;assistant secretary, American Medical Investment Company, Inc. (formerly Cannon and Company, Inc.), Blue Bell, Pennsylvania, 1967-1991;also board directors, Cannon & Company, Inc., 1986;vice president, secretary, American Medical Association Investment Advisers, Inc. (formerly Pro Superior vena cava syndrome, Inc.), Blue Bell, Pennsylvania, 1967-1991;also board directors, American Medical Association Investment Advisers, Inc.

(formerly PRO Superior vena cava syndrome, Inc.), Blue Bell, Pennsylvania, 1984-1986;finance services compliance consultant, 1991;executive vice president, secretary, Rutherford Finance Corporation, Philadelphia, since 1991;executive vice president, secretary, Rutherford, Brown & Catherwood Inc., Philadelphia, since 1991;executive vice president, secretary, Walnut Asset Management Inc., Philadelphia, 1991-1998.

Achievements

  • Certified National Association Securities Dealers, Inc., Washington. Registered options, municipal securities, general securities, finance and operations principal. Licensed life, accident, health insurance.

Membership

Member World Affairs Council, Investment Company Institute (federal legislation committee 1984-1991, investment advisers committee since 1988, compliance committee since 1990), International Association Finance Planners, Investment Women's Club, National Notary Association, Pennsylvania Association Notaries, National Society Compliance Professionals (associate), Visiting Nurse Association Cmty. Superior vena cava syndrome Foundation (board directors 1995), Visiting Nurse Association-Comty. Superior vena cava syndrome (board directors 1997), Whitemarsh Valley Country Club.

Connections

father:
William Huffington Simpson

mother:
Hilda Agnes (Johnston) Simpson