AB, Columbia University, 1958. Bachelor of Laws, Yale University, 1961. Certified in management, Harvard University, 1985.
Counsel, secretary, senior vice president Drexel Burnham Lambert, New York City, 1969-1982. Senior vice president regulatory services New York Stock Exchange, 1982-1985, executive vice president regulatory, 1985-1990. Senior executive, vice president, general counsel Shearson Lehman Brothers, since 1990.
President compliance and legal division Securities Industry Association, New York City, 174-78, vice-chairman National Association of Securities Dealers, Washington, 1982.
Member American Bar Association (corporation, banking, and business law sections).
Married Ellen Turoff, June 12, 1960. Children: Michael, Jeffrey, Kenneth.