Background
Butowsky, David M. was born on August 14, 1936 in Philadelphia, Pennsylvania, United States.
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David M. Butowsky
Edit ProfileEducation
Temple University (Bachelor of Arts, with distinction, 1958). George Washington University (Bachelor of Laws, 1962).
Career
Worked at Gordon Altman Butowsky Weitzen Shalov & Wein (New York, New York) specializing in Securities Law, Litigation. Admitted to the bar, 1962, Maryland. 1970, United States. Supreme Court.
1971, New New York
Phi Alpha Delta.
Member, George Washington Law Review, 1961-1962. Chief Enforcement Attorney, Division of Corporate Regulation, Securities and Exchange Commission in Washington, District of Columbia, 1962-1970.
Adjunct Professor of Law, New York Law School, 1979-1980. Recent Lectures include: "American Society of Corporate Secretaries, New Issues in Insider Trading, Current Enforcement Trends", November 17, 1988 and Number Load Mutual Fund Association, Securities and Exchange Commission Enforcementand Inspection Issues, November 4, 1988.
Publications include: "Investment Company Advisors-Enforcement and Compliance, Securities Litigation and Enforcement," (May, 1995).
"Compliance Issues: 1995-Personal Trading Abuses: The New Ethical Standards," Executive Enterprises (1994 and 1995). "Derivative Securities and Investment Companies-A Primer on the Issues and Responsibilities," World Fund Industry/Gestion Collective Internationale, Number. 2 (January, 1995) (with Ron Feiman and Stuart Strauss).
A Practical Guide to the Investment Company Acting, 2d educated, Merrill/Magnus Publishing Corporation (1996).
"Shareholder Protection-Role of Controlling Bodies," National Investment Company Service Association (November, 1993). "Application of United States.
Anti-fraud and Manipulation Rules to Foreign Investment Advisors, Brokers, Dealers and Investment Professionals," American Conference Institute (September, 1992). "Directors Duties When Mutual Funds Bear Distribution and Promotion Expense," New York Law Journal (December, 1985) (with K. Gerstein).
"Counselling the Investment Advisor," 1977 (Company-Chairman), Practicing Law Institute, Number.
231. The Investment Company Acting of 1940, Practising Law Institute Course Handbook, July-August, 1976. "Investment Company Acting Workshop," Practicing Law Institute Number.
70 (1971);" The Provident Case," Review of Securities Regulation (April, 1971).
"Mutual Fund Brokerage," Review of Securities Regulation, (May, 1970). Member: The Association of the Bar of the City of New New York Federal and American (Section, Business Law Subcommittee on Investment Companies and Investment Advisors and The Section Task Force which is preparing a Guidebook for Investment Company Directors) Bar Associations.
Achievements
Membership
Member, George Washington Law Review, 1961-1962. Chief Enforcement Attorney, Division of Corporate Regulation, Securities and Exchange Commission in Washington, District of Columbia, 1962-1970. Adjunct Professor of Law, New York Law School, 1979-1980.
Recent Lectures include: "American Society of Corporate Secretaries, New Issues in Insider Trading, Current Enforcement Trends", November 17, 1988 and Number Load Mutual Fund Association, Securities and Exchange Commission Enforcementand Inspection Issues, November 4, 1988.
Publications include: "Investment Company Advisors-Enforcement and Compliance, Securities Litigation and Enforcement," (May, 1995). "Compliance Issues: 1995-Personal Trading Abuses: The New Ethical Standards," Executive Enterprises (1994 and 1995).
"Derivative Securities and Investment Companies-A Primer on the Issues and Responsibilities," World Fund Industry/Gestion Collective Internationale, Number. 2 (January, 1995) (with Ron Feiman and Stuart Strauss).
A Practical Guide to the Investment Company Acting, 2d educated, Merrill/Magnus Publishing Corporation (1996).
"Shareholder Protection-Role of Controlling Bodies," National Investment Company Service Association (November, 1993). "Application of United States. Anti-fraud and Manipulation Rules to Foreign Investment Advisors, Brokers, Dealers and Investment Professionals," American Conference Institute (September, 1992).
"Directors Duties When Mutual Funds Bear Distribution and Promotion Expense," New York Law Journal (December, 1985) (with K. Gerstein).
"Counselling the Investment Advisor," 1977 (Company-Chairman), Practicing Law Institute, Number. 231; The Investment Company Acting of 1940, Practising Law Institute Course Handbook, July-August, 1976.
"Investment Company Acting Workshop," Practicing Law Institute Number. 70 (1971);" The Provident Case," Review of Securities Regulation (April, 1971).
"Mutual Fund Brokerage," Review of Securities Regulation, (May, 1970).
Member: The Association of the Bar of the City of New New York Federal and American (Section, Business Law Subcommittee on Investment Companies and Investment Advisors and The Section Task Force which is preparing a Guidebook for Investment Company Directors) Bar Associations.
