Background
Bell, F. Daniel was born on January 1, 1955 in Goldsboro, North Carolina, United States.
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F. Daniel Bell
Edit ProfileEducation
University of North Carolina (Bachelor of Science in Business Administration, 1976). Loyola University (Juris Doctor, 1979). East Carolina University (Master of Business Administration, 1981).
Career
Worked at Wyrick Robbins Yates & Ponton L.L.P (Raleigh, North Carolina) specializing in Securities Regulation, Business Regulation, Franchise Regulation, Lobbying. Admitted to the bar, 1980, North Carolina. 1981, United States. District Court, Eastern District of North Carolina.
North Carolina Securities Administrator: Department of Secretary of State, 1981-1988.
Author: "The Value of Securities Law Counseling to Small Issuers," North Carolina State Bar Quarterly, September, 1982. "Recent Developments in Blue Sky Law," North Carolina Law Review, Volume 61, Number.
3, March 1983. "Franchise Legislation Proposed," North Carolina Bar Association, Business Law Section.
"Notes Bearing Interest," Volume II, Number. 4, June, 1991; "U-7 Offering assists Small Business in Securing the Capital They Need," Triangle Business Journal, Volume 10.30, March 31, 1995.
"A Safe Harbor for Forming Capital," Triangle Business Journal, Volume 10.31, April 7, 1995. "Rules 504, 505 and 506 Open Doors for Entrepreneurs who are Looking to Raise Millions in Capital," Triangle Business Journal, Volume 10.32, April 14, 1995.
"What Developments can Securities Professionals Look for in the near Future," NSCP Currents, November/December 1995.
"How Planners Will be affected by New Investment Adviser Regulatory Scheme," Journal of Financial Planning, February 1997. Testimony: United States. Senate Committee on Banking, Tender Offers and Insider Trading, Washington, District of Columbia, June 23, 1987.
United States.
Senate Appropriations Subcommittee on Commerce, Justice and State, The Judiciary and Related Agencies, Budget of the Securities and Exchange Commission, Washington, District of Columbia May 13, 1987. Securities and Exchange Commission, Equitable Standards for Shareholder Voting (One Share - One Vote), Washington, District of Columbia, December 17, 1986. United States. House of Representatives Subcommittee on Telecommunications, Consumer Protection and Finance, Regulation of Financial Planners, Washington, District of Columbia June 11, 1986.
Commodity Futures Trading Commission, Hearing of the Advisory Committee on State Cooperation, Washington, District of Columbia, 1987.
Presenter: International Biographic Centre Wrap Fee Programs "The Regulatory Environment," New York, 1992, Los Angeles, 1992, New York, January and April, 1993. North Carolina Bar Association Business Law Section Annual Meeting: "Franchise and Business Opportunity Sales: An Overview," 1991.
International Association of Financial Planners Annual Conference, Chicago, Atlanta 1986, 1987. North Carolina Small Business Technology and Development"s Seminar on "Capital Resources for New Business Development," Wrightsville Beach, North Carolina, 1987.
First, Second, Fourth, Fifth and Sixth Annual Southeastern Conference on Corporate and Securities Law, University of North Carolina School of Law, Chapel Hill, North Carolina, 1982, 1983, 1985, 1986, 1987.
North Carolina Association of Certified Public Accountants - Personal Financial Planning Conference, Greensboro, North Carolina, 1987. Investment Company Institute"s Investment Advisors Conference, San Antonio, Texas, 1986. International Association of Financial Planners Due Diligence Seminar, Houston, Texas, 1986.
American Law Institute of the American Bar Association, "Regulation Doctorate Offerings of Limited Partnerships," Tampa, Florida, 1984.
North Carolina Savings & Loan League Annual Attorneys Forum, "The Entry of Depository Institutions into the Brokerage Field," Raleigh, North Carolina, 1982. Federal Bar Association "The Capital Raising Process for the Small Issuer," Charlotte, North Carolina, 1981.
Investment Management Consultants Association on "Avoiding Regulatory and Liability Risks," Charlotte, North Carolina, November, 1995. "Practicing Law Institute Coping with Broker-Dealer Regulation & Increasing Enforcement on "State Regulation," New York City, New York, March, 1997.
Lecturer: Business Law and Income Tax, East Carolina University School of Business, 1980-1981.
Member, National Association of Securities Dealers State Liaison Committee, 1992-1995. Member, South Carolina (U.S.) Secretary of State"s Blue Ribbon Committee on Investment Adviser Laws, 1992-1993: Member: National Futures Association"s Consumer Education Advisory Council, 1987. Board of Directors of the National Society of Compliance Professionals, 1990-1992.
Ninth and Eleventh Annual Conference of the International Association of Securities Commissions and Similar Organizations.
Delegate: Toronto, 1984, Paris, 1986. Securities and Exchange Commission"s Roundtable on Coordination of Surveillance and Enforcement Programs, Washington, District of Columbia, 1986.
Securities Arbitrator: National Association Securities Dealers, Incorporated. and the American Arbitration Association. Honors: "Blue Sky Cube" Award, 1987.
Distinguished Service Award" by the National Association of Personal Financial Advisors, 1993.
"Who"s Who in Law", Triangle Business Journal, Special Report, Volume(s) 12.35, May 2, 1997. Member: Wake County, North Carolina (Member, Section of Business Law. Securities Regulation Committee, 1980-1992) and American (Member, Section of Corporate, Banking and Business Law) Bar Associations.
North Carolina State Bar.
North American Securities Administrators Association (President, 1986-1987. Vice President, 1985-1986.
Board of Directors, 1984-1988. Regulated Industries Coordination Committee: Chairman, 1987-1988.
Public Information Committee: Member, 1987-1988.
Chairman, 1985-1986. Regulatory Liaison Section: Chairman, 1983-1984. Vice Chairman, 1983; Regulation of Financial Planners Study Committee: Chairman, 1985-1986.
Vice-Chairman, 1984-1985.
"19(c) Conference" with the Securities and Exchange Commission: Chairman, 1986 Conference. Committee Member, 1985 Conference. Spring Conference: Chairman, 1985, 1986 Conferences.
Merit Standards Advisory Committee: Vice-Chairman, 1981-1983.
Uniform Securities Acting Committee: Member, 1985-1986. Multi-State Investigative Group: Member, 1985.
Long Term Planning Committee, Member, 1984-1985. Commodities Committee: Member, 1982-1983).
The National Association of Personal Financial Advisors (Board of Directors, 1990-1993.
Public Awareness Committee, 1992-1993).
Achievements
Membership
Member, National Association of Securities Dealers State Liaison Committee, 1992-1995. Member, South Carolina (U.S.) Secretary of State"s Blue Ribbon Committee on Investment Adviser Laws, 1992-1993: Member: National Futures Association"s Consumer Education Advisory Council, 1987. Board of Directors of the National Society of Compliance Professionals, 1990-1992.
Ninth and Eleventh Annual Conference of the International Association of Securities Commissions and Similar Organizations.
Delegate: Toronto, 1984, Paris, 1986. Securities and Exchange Commission"s Roundtable on Coordination of Surveillance and Enforcement Programs, Washington, District of Columbia, 1986.
