Education
Bachelor, University Virginia. Juris Doctor, University Richmond.
lawyer investment company executive
Bachelor, University Virginia. Juris Doctor, University Richmond.
With United States Securities and Exchange Commission. Assistant general council Wheat First Securities. Managing dir compliance Wheat First Union.
Managing director retail compliance First Union Securities. Head compliance of private wealth management Goldman, Sachs & Company. Senior vice president, general counsel Janney Montgomery Scott LLC, Philadelphia, since 2005.
Speaker in field.
Member of Securities Industry and Finance Markets Association (member General Counsel's Committee, member Compliance and Legal Society Executive Committee).
