Philip J. Hoblin, Junior.

Background

Hoblin, Junior, Philip J. was born on July 31, 1929 in Staten Island, New York, United States.

Education

Fordham University (Bachelor of Science, 1951. Juris Doctor, 1957).

Career

Worked at Parker Chapin Flattau & Klimpl, Limited liability partnership (New York, New York) specializing in Securities Law, Broker Dealer Matters, Investment Advisory Matters, Securities and Exchange Commission Regulatory, SROs. Admitted to the bar, 1957, New New York 1961, United States. District Court, Southern District of New New York

1974, United States.

Court of Appeals, 2nd Circuit. 1976, United States. Supreme Court. Recipient, President"s Award of the Compliance and Legal Division, 1995.

Member, Arbitration Committee, 1976-1978, Chairman, 1977-1978 and Member, Conduct Committee, 1979-1981, Chicago Board Options Exchange (CBOE).

Member, Member, National Committee, 1983-1985, Executive Committee, 1985, District Business Conduct Committee, 1974-1977, National Association of Securities Dealers (National Association of Securities Dealers). Member of Board of Arbitration, Bankers and Brokers Security Committee, Company-Chairman, 1969-1971, New York Stock Exchange.

Securities Arbitration Commentator, Member Board of Advisors. Member, Securities Industry Conference on Arbitration (SICA), 1977—.

President, Compliance Division, 1970-1971, Member, Federal Legislative Committee, 1985-1987, Chairman, Insurance Committee, 1969-1971.

Member, State Regulatory Committee, 1982—. Arbitrator: American Arbitration Association. American Stock Exchange.

New York Stock Exchange.

National Association of Securities Dealers. Author: "Securities Arbitration: Procedures, Strategies, Cases, New York Institute of Finance, 1988.

"Stock Broker"s Implied Liability To Its Customer Foreign Violation Of A Rule Of A Registered Stock Exchange," Fordham Law Review, December, 1970. "Registration of Transfer of Restricted Securities Under the Uniform Commercial Code: A Conflict of Law With The Securities Acting of 1933," Mercer Law Review, 1974.

Company-Author: "Compliance and Business Procedures Manual," Securities Industry Association, 1989.

Adjunct Professor, Fordham Law School, 1988—. Village Trustee, Village of Suffern, New York, 1985-1989. Member: American Bar Association.

Military: Retired Colonel United States Air Force, 1951-1981, Certified Judge Advocate General Office.

Achievements

• Philip J. Hoblin, Junior. has been listed as a reputable lawyer by Martindale-Hubbell.

Membership

Member, Arbitration Committee, 1976-1978, Chairman, 1977-1978 and Member, Conduct Committee, 1979-1981, Chicago Board Options Exchange (CBOE). Member, Member, National Committee, 1983-1985, Executive Committee, 1985, District Business Conduct Committee, 1974-1977, National Association of Securities Dealers (National Association of Securities Dealers). Member of Board of Arbitration, Bankers and Brokers Security Committee, Company-Chairman, 1969-1971, New York Stock Exchange.

Securities Arbitration Commentator, Member Board of Advisors.

Member, Securities Industry Conference on Arbitration (SICA), 1977—. President, Compliance Division, 1970-1971, Member, Federal Legislative Committee, 1985-1987, Chairman, Insurance Committee, 1969-1971.

Member, State Regulatory Committee, 1982—. Arbitrator: American Arbitration Association.

American Stock Exchange.

New York Stock Exchange. National Association of Securities Dealers.