Background
Winer, Samuel J. was born on October 14, 1948 in Boston, Massachusetts, United States.
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Samuel J. Winer
Edit ProfileEducation
Wesleyan University (Bachelor of Arts, cum laude, 1971). Boston University (Juris Doctor, 1974).
Career
Worked at Foley & Lardner. Admitted to the bar, 1974, Massachusetts. 1975, District of Columbia.
Editor, Boston University Law Review, 1973-1974.
Author: "New Limitations on the Scope of Discretion of the Commissioner of Internal Revenue," 54 Boston University Law Review 425, 1974. Company-author: "Corporate Disclosure: When and How Do the Securities Laws Require Public Companies to Announce Merger Negotiations," Legal Times, Volume IX, Number.
43, 1987. "Liability of Accountants for Audits of Savings and Loan Associations," 7 The Review of Banking and Financial Services 199 (Standard & Poors, December 7, 1991).
"Anticipating and Responding to an Inquiry by the Securities and Exchange Commission Enforcement Division"s Working Group on Insurance Companies," 14 Insurance Litigation Reporter 581 (Shepard"s, December 1992). "Prompt Action Taken in Response to Securities and Exchange Commission Investigation May Ease Impact of Potentially Long, Burdensome Process," 9 BNA"s Corporate Counsel Weekly 8 (February 2, 1994).
"When the Securities and Exchange Commission Comes Calling: A Step-by-Step Guide by Former Enforcers," 3 Business Law Today 13 (American Bar Association July/August 1994), reprinted in Bowne Digest, Volume 8, Number. 10, p.5 (October 1994).
"Ex Parte Contacts with Officers and Employees in Securities and Exchange Commission Investigations," 8 Insights: The Corporate and Securities Law Advisor 13 (Prentice Hall Law and Business, November 1994).
"Reducing the Liability Exposure of Derivatives Dealers," The Review of Securities and Commodities Regulation, Volume 27, Number. 22 (Standard & Poor"s December 21, 1994). "Defending The Insider Trading Probe," The Practical Lawyer, September 1995.
Law Clerk to Chief Justice Thomas H. Roberts, Supreme Court of Rhode Island, 1974-1975 term.
Staff Attorney, 1977-1979 and Special Counsel, 1979-1981, Division of Enforcement, United States. Securities and Exchange Commission.
Member: Public Securities Association. Market Regulation and Civil Litigation and Securities and Exchange Commission Enforcement Matters Subcommittees of the American Bar Association Committee on Federal Regulation of Securities.
Broker-Dealer Subcommittee of the American Bar Association Securities Litigation Committee.
Securities Industry Association, Legal and Compliance Section.
Achievements
Membership
Member: Public Securities Association. Market Regulation and Civil Litigation and Securities and Exchange Commission Enforcement Matters Subcommittees of the American Bar Association Committee on Federal Regulation of Securities. Broker-Dealer Subcommittee of the American Bar Association Securities Litigation Committee.
Securities Industry Association, Legal and Compliance Section.
