Background
Rothwell, Suzanne E. was born on February 27, 1945 in New Rochelle, New York, United States.
Rothwell, Suzanne E. was born on February 27, 1945 in New Rochelle, New York, United States.
George Washington University (Bachelor of Business Administration, with distinction, 1976. Master of Business Administration, Finance and Investments, 1981. Juris Doctor, 1981). Beta Gamma Sigma.
Worked at National Association of Securities Dealers, Incorporated. (Office of General (Counsel)) specializing in Development of National Association of Securities Dealers Policies and Rules, Securities Law, Regulation of Securities Markets, Broker/Dealers Issues. Admitted to the bar, 1981, District of Columbia.
1982, United States.
District Court for the District of Columbia and United States. Court of Appeals for the District of Columbia Circuit. Beta Gamma Sigma. Author: "A Guide to Rule 10b-6," 10 Secretary Regular
L. J. 28, 1982, reprinted 14 Secretary L. Review
179, 1982 (Bloomenthal, educated). "Safe Harbor for Repurchases by Corporate Issuers: New Securities and Exchange Commission Rule 10b-18," 6 Corporation L. J. 228, 1983.
"Regulation T and Public Offerings of Limited Partnerships: Time Foreign a Change," 39 Business. Law. 543, 1984, reprinted 5 Real Established
Secretary J. 7, 1984.
"Life Without Incentives," 5 Real Estate Syndicator 2 (July 1990). "The Next Step in the National Association of Securities Dealers"s PORTAL Market," Trends, American Bankers Association (August 1991). "Keeping the "Self" in Self-Regulation at the National Association of Securities Dealers," Currents, National Society of Compliance Professionals (March 1993).
"When Companies Over There Want to Sell Securities Over Here," Business Law today, American Bar Association Section of Business Law (July/August 1993).
"The National Association of Securities Dealers"s Proposed Rollup Rule 7," Insights, Corporate and Securities Law, Prentice Hall (September 1993). "The Evolution of the PORTAL Market," 4 Insights (October 1990).
"National Association of Securities Dealers Ranking Guidelines re: Mutual Funds, Securities and Commodities Regulations," Standard and Poors (January 1993). "National Association of Securities Dealers Rules for Public Offerings," Securities Law Techniques, Matthew Bender and Company, Incorporated.
(April 1995). Member: District of Columbia Bar (Member, Corporate Counsel Committee, Division of Corporation, Finance and Securities Law, 1983).
Federal (Member, Securities Law Committee, 1982) and American (Member, Federal Regulation of Securities Committee and Small Business Committee, Section of Business Law, 1982) Bar Associations. National Association of Women Lawyers. (Associate General Counsel, Regulatory).
Member: District of Columbia Bar (Member, Corporate Counsel Committee, Division of Corporation, Finance and Securities Law, 1983). Federal (Member, Securities Law Committee, 1982) and American (Member, Federal Regulation of Securities Committee and Small Business Committee, Section of Business Law, 1982) Bar Associations. National Association of Women Lawyers.
(Associate General Counsel, Regulatory).