Background
Applewhite, Thomas D. was born on June 21, 1961 in Richmond, Virginia, United States.
- Photos
- Works
- Photos
- Works
Thomas D. Applewhite
Edit ProfileEducation
Randolph-Macon College (Bachelor of Science, 1983) Randolph-Macon Award Scholar. Mercer University (Juris Doctor, 1994).
Career
Worked at Wyrick Robbins Yates & Ponton L.L.P (Raleigh, North Carolina) specializing in Broker Dealer/Investment Advisor Regulation, Securities Law, Franchise Law, Corporate Law. Admitted to the bar, 1995, North Carolina. Order of the Barristers.
Recipient, American Jurisprudence Award in UCC Article 2-Sales.
Member, Mercer Moot Court Board, 1992-1994. Member, Mercer Law Review, 1993-1994.
Board of Directors, National Society of Compliance Professionals, Incorporated., 1996. National Association of Securities Dealers, Series 7, 1984-1985.
Author: "Ex Parte Jones: But Did You Contemplate Substantial Interstate Activity?" 45 Mercer L. Review
1423 (1994). Company-author: "Helping Hand," Triangle Business Journal, Volume 10.30 (1995). "A Safe-HarborForeign Forming Capital," Triangle Business Journal, Volume 10.31 (1995).
"3 Important Numbers Foreign Raising Capital," Triangle Business Journal, Volume 10.32 (1995).
"Internet-Regulatory Uncertainties," Currents, November/December (1995). "How Planners Will Be Affected By New Investment Adviser Regulatory Scheme," Journal of Financial Planning, February (1997). Member, 1986-1991 and Chief Examiner, 1990-1991, State Corporation Commission of Virginia, Division of Securities and Retail Franchising.
Member: Wake County, North Carolina and American (Business Law Section, Forum on Franchising) Bar Associations.
State Bar of Georgia (Special Committee on Adult Literacy, 1993-1994).
Achievements
Membership
Member, Mercer Moot Court Board, 1992-1994. Member, Mercer Law Review, 1993-1994. Board of Directors, National Society of Compliance Professionals, Incorporated., 1996.
National Association of Securities Dealers, Series 7, 1984-1985.
-
Born
-
Nationality
American