Thomas R. Grady

Background

Grady, Thomas R. was born on May 14, 1958 in Parma, Ohio, United States.

Education

Florida State University (Bachelor of Science in Business Administration, summa cum laude, 1979). Duke University (Juris Doctor, with distinction, 1982).

Career

Worked at Grady & Associates, Legal Professional Association (Naples, Florida) specializing in Securities Fraud, Litigation, Arbitration and Mediation. Admitted to the bar, 1982, Florida. 1983, United States. Tax Court and United States.

Court of Appeals, Eleventh Circuit.

1990, United States. District Court, Middle District of Florida. 1991, United States. Court of Appeals, Second Circuit.

1992, United States. Court of Appeals, Sixth and Seventh Circuits.

1995, United States. Court of Appeals, Fourth Circuit. Beta Gamma Sigma; Phi Kappa Phi.

Alpha Lambda Delta. Gold Key. Reader, by appointment, Florida Board of Bar Examiners, 1984-1988.

Instructor, American Automobile Association, New York Stock Exchange, American Society of Echocardiography, National Association of Securities Dealers, NASAA, FSDA, Arbitrator and Regulator Training Programs, 1992—.

Author: "Limited Partnerships and the Emerging Tort of Suitability," The Florida Bar Journal, January 1992. "The Ten Commandments of Prudent Investing," Business, April 1991. "Remedies and Damages: The Claimant"s Perspective," American Bar Association Securities Arbitration Deskbook, 1996.

Member, American Arbitration Association Securities Industry Advisory Committee, 1992—.

Public Member, Securities Industry Conference on Arbitration (SICA), 1995—. Member, Advisory Committee to the North American Securities Administrators Association (NASAA) Disclosure Reform Committee, 1994—.

Past President, Real Estate Securities and Syndication Institute, Central Florida Investment Council, 1984-1986. General Counsel and President, Continental Securities Group, Incorporated., 1984-1992.

Registered Representative with Carnes Capital Corporation, Naples, Florida.

Member: National Association of Securities Dealers, 1993—. Securities Industry Association (SIA), 1995—. Compliance and Legal Division, 1996—.

Committee Chairman, Business Seminar Series, Naples Area Chamber of Commerce, 1982-1984.

Chairman, Naples Bay Management Organization Bay Days Task Force, 1989-1991. Primary Education Committee, 1989-1990. Charter Member, Central Florida Leaders Council.

Leadership Collier, Member 1989-1990.

Arbitrator: Securities Panel Member, American Arbitration Association. United States District Court, Middle District of Florida.

National Association of Securities Dealers, Incorporated. New York Stock Exchange.

American Stock Exchange.

Certified Circuit Court Mediator, Florida Supreme Court. Member: Collier County and American (Member: Committee on Federal Regulation of Securities, 1984—. Member, Sections on: Business Law and Dispute Resolution) Bar Associations.

The Florida Bar.

Public Investors Arbitration Bar Association (Charter Member). National Association of Securities Dealers, Incorporated.

Achievements

• Thomas R. Grady has been listed as a reputable lawyer by Martindale-Hubbell.

Membership

Member, American Arbitration Association Securities Industry Advisory Committee, 1992—. Public Member, Securities Industry Conference on Arbitration (SICA), 1995—. Member, Advisory Committee to the North American Securities Administrators Association (NASAA) Disclosure Reform Committee, 1994—.

Past President, Real Estate Securities and Syndication Institute, Central Florida Investment Council, 1984-1986.

General Counsel and President, Continental Securities Group, Incorporated., 1984-1992. Registered Representative with Carnes Capital Corporation, Naples, Florida.

Member: National Association of Securities Dealers, 1993—. Securities Industry Association (SIA), 1995—.

Compliance and Legal Division, 1996—. Committee Chairman, Business Seminar Series, Naples Area Chamber of Commerce, 1982-1984.

Chairman, Naples Bay Management Organization Bay Days Task Force, 1989-1991. Primary Education Committee, 1989-1990.

Charter Member, Central Florida Leaders Council.

Leadership Collier, Member 1989-1990. Arbitrator: Securities Panel Member, American Arbitration Association. United States District Court, Middle District of Florida.

National Association of Securities Dealers, Incorporated.

New York Stock Exchange. American Stock Exchange.

Certified Circuit Court Mediator, Florida Supreme Court. Member: Collier County and American (Member: Committee on Federal Regulation of Securities, 1984—.

Member, Sections on: Business Law and Dispute Resolution) Bar Associations.

The Florida Bar. Public Investors Arbitration Bar Association (Charter Member). National Association of Securities Dealers, Incorporated.

Connections

Spouse:

Ann Grady

child:

Ryan Grady

child:

Lauren Grady