Background
Waller, Dan R. was born on September 29, 1951 in Jackson, Tennessee, United States.
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Dan R. Waller
Edit ProfileEducation
University of Illinois (Bachelor of Science, 1973). Saint Mary"s University of San Antonio (Juris Doctor, 1976).
Career
Worked at Secore & Waller, Limited liability partnership (Dallas, Texas) specializing in Securities Enforcement, Broker-Dealer Regulation, Public and Private Securities Offerings, Securities Litigation. Admitted to the bar, 1976, Texas. United States. Supreme Court.
United States.
Court of Appeals, Fifth Circuit. District Court, Northern and Southern Districts of Texas. Pi Alpha Delta; Pi Sigma Alpha.
Associate Editor, Saint Mary"s Law Journal, 1975-1976.
Assistant Director, Enforcement, Texas Securities Board, 1976-1980. Certified Public Accountant, Texas, 1979.
Branch Chief Enforcement. Securities and Exchange Commission, 1981-1984.
Author: Casenote, 6 Saint Mary"s Law Journal 2, May, 1974.
Company-Author: "Securities Laws, Fifth Circuit Survey," Texas Technical Law Review Volume 24, Number. 2, 1993. Current Appointed Member, Texas Security Board with term of Office, 1993. Member: Dallas (Founding Chairman, Securities Law Section, 1989-1990) and American (Committee on Federal and State Securities Regulation.
Chairman of Subcommittee on State Enforcement Matters) Bar Associations.
State Bar of Texas (Corporation, Banking and Business Law Section).
Achievements
Membership
Member: Dallas (Founding Chairman, Securities Law Section, 1989-1990) and American (Committee on Federal and State Securities Regulation. Chairman of Subcommittee on State Enforcement Matters) Bar Associations. State Bar of Texas (Corporation, Banking and Business Law Section).
